COMPLAINTS POLICY
Updated September 2023
Approved by the Principal
1. Introduction
This policy refers to and should be read in conjunction with the following policies:
Learning and Behaviour Policy
General Data Protection Policy
Child Protection Policy
1.1 Artemis endeavours to provide the best possible education for all of its learners in an open and transparent environment. We welcome any feedback that we receive from parents, students and third parties, and we accept that not all of this will be positive. Where concerns are raised the school intends for these to be dealt with:
Fairly
Openly
Promptly
Without Prejudice
1.2 In order to do so, Artemis has set out the following procedure which explains what you should do if you wish to make a complaint about Artemis. All members of staff will be familiar with the procedure and will be able to assist you.
2. Complaints that fall outside of this procedure
2.1 Complaints relating to the following issues are covered by a separate/specific policy.
Student admissions – see Artemis’s Admissions Policy
Exclusions – see Artemis’s Learning and Behaviour Policy
Staff grievance, capability or disciplinary – see Artemis’s separate policies
Where the complaint concerns a third party used by the school, please complain directly to the third party themselves.
Subject access requests – see Artemis’s General Data Protection Regulation Policy
Freedom of information requests – see Artemis’s Freedom of Information Policy
2.2 These policies are available on on request from Artemis.
3. Resolving concerns informally
3.1 For the purpose of this procedure concerns are defined as having a worry or doubt over an issue considered to be important for which reassurances are sought. The majority of concerns can be dealt with without resorting to the formal stages of the formal complaints procedure (see section 9 below). The governing board of Artemis encourages those that have concerns to raise them with the appropriate person at the school (e.g. your child’s class teacher) and to work constructively with that person towards resolving them. The extent to which this was both attempted and followed may be taken into consideration when assessing the reasonableness of a complaint during the formal stages of the procedure.
3.2 The formal stages of the procedure should be followed when attempts to resolve concerns informally have proved unsuccessful, and in cases where individuals wish to raise their concern formally.
4. Complaints about the Principal or Trustees
4.1 Where a complaint is about the Principal, the complainant should notify the CEO.
The stage one process (see the formal stages below) will then commence, but with the CEO as the individual responsible for the investigation, rather than the Principal.
4.2 Where a complaint concerns the CEO or a trustee the complainant should contact the clerk to the governing board. The clerk will then determine the most appropriate course of action, seeking advice as appropriate. This will depend upon the nature of the complaint.
5. The timescale for making a complaint
5.1 Notification of a complaint should be given as soon as possible after the issue that led to the complaint has occurred and after informal attempts to seek resolution have proved unsuccessful. Complaints that are submitted three months after the issue that led to the complaint occurred will not be considered under this procedure unless there are exceptional circumstances. These may include (but are not limited to) subsequent information about the complaint coming to light and a valid explanation of why it was not possible to give notification of the complaint sooner. In such cases the Principal/Chair of the Trustees (as appropriate) will review the circumstances, seek advice and determine whether the complaint should be considered under the formal procedure.
6. Maintaining Records
6.1 A confidential written record of all complaints that are made in accordance with this procedure will be kept by the school. The written record will include whether the complaint has been resolved following a formal procedure and whether it proceeded to a panel review meeting. It will also refer to any action taken by the school as a result of the complaint regardless of whether it has been upheld.
7. Maintaining Confidentiality
7.1 Informal concerns and complaints will be dealt with confidentially at all stages and at the conclusion of the procedure. Confidentiality should be maintained all times by everyone involved. The governing board of Artemis requests that complaints are not discussed publicly, including via social media.
7.2 Actions taken in relation to school staff that arise as a result of the complaint will remain confidential to Artemis and the member of staff concerned.
7.3 Written records taken and used throughout the complaints process, including correspondence, notes of meetings, telephone calls etc., will kept securely and in accordance with Artemis’s General Data Protection Regulation Policy.
8. Safeguarding
8.1 Wherever a concern indicates that a student’s wellbeing or safety is at risk, Artemis is duty bound to report this immediately to the local authority. Any action taken will be in accordance with Artemis’s Safeguarding and Child Protection Policy, which can be found on the website.
The formal stages of the complaints procedure
9. Stage 1: Formal investigation by the Principal
9.1 The majority of concerns can be dealt with without resorting to the formal stages of the procedure. If you need to raise a concern then please do so with the relevant member of staff who will be happy to talk to you and seek to resolve it.
9.2 A request for a formal investigation of a complaint by the Principal (or chair of the governing board as appropriate) should be made in writing C/O Artemis, or by completing the formal complaints form that is included as Appendix A of this procedure.
9.3 The Principal (or chair of the governing board as appropriate) will acknowledge the request in writing no later than ten working days (excluding those that fall outside of term time) of receiving it. The written acknowledgment will, as far as possible, explain how the complaint will be investigated and the timescale for completing the investigation (see Appendix B).
9.4 A log of all correspondence in relation to the complaint will be kept in accordance with Artemis’s General Data Protection Regulations Policy.
9.5 The Principal will consider all relevant evidence. This may include, but is not limited to:
a) obtaining statements from the complainant and those involved with the complaint
b) meeting with the complainant and those involved in the complaint
c) reviewing correspondence and other document relating to the complaint
9.6 After considering the available evidence, the Principal can decide to:
a) uphold the complaint and direct that certain action be taken to resolve it
b) uphold the complaint in part (in other words find an aspect or aspects of the complaint to be valid, but not the whole complaint) direct for certain action to be taken, or
c) dismiss the complaint entirely
9.7 The Principal will inform the complainant of their decision in writing, the grounds on which it was made and any actions taken as a result of the complaint. This will be within 40 working days (excluding those that fall outside of term time) of having issued written acknowledgement of receipt of the complaint (see 2 above). The written notification shall also advise the complainant of their right to escalate the complaint to stage 2 of the formal complaints procedure if they are not satisfied with the outcome at stage 1, including the contact details of the clerk to the governing board.
10. Stage 2: Review by a panel of the governing trustee board
10.1 The complainant is entitled to request a review of the decision taken at stage1and the actions taken. The review is carried out by a panel of the governing board at a meeting convened by the clerk to the governing board.
10.2 Requests for a review of the decision taken at stage1should be made in writing to the clerk (see contact details below) no later than four weeks after written notification of the decision taken has been received. The request should include a brief summary of the complaint, why the complainant it dissatisfied with the outcome of stage 1 and the outcome they are seeking.
10.3 The clerk will fulfil the role of organising the time and date of the review meeting, inviting all the attendees, collating all the relevant documentation and distributing this 5 days in advance of the meeting. Minutes of the review meeting will be taken by the clerk and provided with the written notification of the decision taken at stage 2.
10.4 The clerk will acknowledge the written request for the complaint to be reviewed no later than ten working days (excluding those that fall outside of term time) after receiving it.
10.5 The clerk will convene a panel of up to three trustees to review the complaint.All panel members will have no prior knowledge of the content of the complaint.
10.6 The review meeting will take place within 30 working days (excluding those which fall in the school holidays) of receipt of the written acknowledgement from the clerk.
10.7 The panel may decide to invite the following to attend the review meeting:
a) the complainant
b) the Principal (or chair of the governing board as appropriate) who investigated the complaint and made the decision at stage 1
c) relevant persons involved the complaint
d) persons whom, in the view of the panel, can provide relevant advice and information relating to the subject of the complaint and the review process at stage 2
10.8 Where the complainant, Principal and or relevant person involved in the complaint have been invited to attend the review meeting, they are entitled to be accompanied by a family member/friend/representative as appropriate. However, legal representatives are not permitted to attend the review meeting.
10.9 Where the relevant persons involved in the complaint include students a Artemis, and their attendance at the review meeting has been requested by the panel, parental permission must be sought if they are under the age of 18. Extra care will be taken to consider the vulnerability of children where they are present at a complaints hearing.
10.10 Where the complaint is about a governor/trustee/governing board the complainant may request that the review meeting is held by an independent panel. This is at the discretion of governing board who will notify the clerk of their decision. Where an entirely independent panel is required, timescales may be affected while the school source appropriate individuals for the review.
10.11 After considering the complaint afresh and reviewing the available evidence, the panel reviewing the complaint can decide to:
a) uphold the complaint and direct that certain action be taken to resolve it;
b) uphold the complaint in part (in other words find an aspect or aspects of the complaint to be valid, but not the whole complaint) and direct for certain action to be taken, or
c) dismiss the complaint entirely.
10.12 Irrespective of the decision taken, the panel may also recommend steps that the complainant and Artemis should take to move forward from the presenting issues in the best interests of all concerned. The panel may also recommend steps to be taken that reduce the likelihood of a similar complaint being made in the future.
10.13 The complainant, the Principal (or chair of the governing board as appropriate) who investigated the complaint and made the decision at stage 1, and, where relevant, the person complained about will be informed in writing of the outcome of the review meeting no later than ten working days (excluding those which fall outside of term time) after the review meeting has taken place.
10.14 This is the final stage at which Artemis will consider the complaint.
10.15 If the complainant feels that the governing board acted ‘unreasonably’ in the handling of the complaint, they can complain to the Department for Education after the complaints procedure has been exhausted. Please note that ‘unreasonable’ is used in a legal sense and means acting in a way in which no reasonable school or authority would act in the same circumstances. https://www.gov.uk/complain-about-school
Appendix A: Formal Complaints Form
Provide the following information:
Name
Name of pupil, year group and your relationship to them (where applicable)
Contact address
Contact telephone, day
Contact telephone, mobile
Contact email address
Details of the complaint
Action taken so far (including staff member who has dealt with it so far) or solutions offered
The reason that this was not a satisfactory resolution for you
What action would you like to be taken to resolve the problem?
Appendix B: Timescale for completing the formal stages of the procedure
Stage 1
Acknowledgement of complaint
Formal investigation by Principal
Notification of decision
No more than 40 working days total
Stage 2
Acknowledgement of request to review the complaint
Arrangements made for a review meeting
The review meeting takes place
Notification of the decision
No more than 30 working days total
Artemis will endeavour to complete the formal stages of its complaints procedure in a timely manner and within the timescale for each stage that is referred to above. However, if it becomes clear that for any reason Artemis is unable to meet the timescale for completing a stage of the procedure, the complainant will be advised of this immediately, along with the reason for the delay and the revised timescale.
Serial, persistent and unreasonable complaints
For the purpose of this procedure a complaint may be viewed as serial and/or persistent if it relates to the same issue that was the subject of a previous complaint (made by the same complainant) which has already been through a formal complaints procedure in which the complainant has been notified of the outcome. In such cases it is likely that the complainant will be informed that the matter is now closed and that Artemis will provide no further response.
For the purpose of this procedure a complaint may be viewed as unreasonable if it contains threatening, abusive or offensive language and conveys unrealistic outcomes beyond all reason. In such cases the Principal/Chair of the Governors/clerk to the governing board (as appropriate) will consult with relevant parties and may decide that the complaint is not considered under this procedure. The complainant will be notified in writing that this is the case and that Artemis will provide no further response.
Contacts for complaints
Principal: Rosie Hill rosie@artemis-studios.co.uk
CEO: Niki Robinson niki@artemis-studios.co.uk
Trustee Clerk: lisa@artemis-studios.co.uk
Lisa will also forward any emails to the Chair of the Board. Please do not email trustees individually as they must remain impartial should they be called upon in Stage 2.
All: 01344 429403 (10am-5pm weekdays term time)